Are you a dynamic Compliance Officer with a passion for excellence? Don't miss this opportunity to join a thriving financial services company in Nottingham, where you'll play a pivotal role in managing regulatory risks and driving customer-centric business practices. Apply now and make a real impact in an exciting and fast-paced environment!
My client, a leading financial services company in Nottingham, is searching for an enthusiastic and detail-oriented Compliance Officer to support the department head in devising and maintaining effective systems and controls. Your role will focus on managing regulatory risks and ensuring compliance with industry standards.
- Assist the Head of Compliance in developing, refining, and sustaining 2nd line "Customer Outcome" metrics and assessments.
- Design additional assurance evaluations to guarantee excellent customer outcomes.
- Manage all information requests from regulators (FCA, ICO, etc.), shareholders, and trade associations.
- Represent my client in relevant external committees and gatherings.
- Perform "Horizon Scanning" to recognise the effects of regulation and market best practices on the business.
- Deliver in-depth compliance guidance and approval, ensuring customer-centric thinking and decision-making.
- Offer regulatory compliance education and training to support the business.
- Direct BAU Operations in establishing and maintaining robust compliance.
- Basic knowledge of the regulatory requirements applicable to my client (Consumer Duty, CONC, GDPR, etc.).
- Exceptional communication skills, both written and verbal, with the ability to influence others.
- Experience utilizing data and statistics for informed decision-making through strong numeracy skills.
- Solid organisational and time management capabilities.
- Positive approach to implementing change.
- Receptive to constructive feedback and willing to learn.
- Skilled in conflict resolution, negotiation, and influencing.
- Proactive, assertive, with exceptional problem-solving skills and practical decision-making based on commercial awareness.
- Possess an ICA qualification or equivalent in Compliance, or the desire to study towards a similar qualification.
Join our client's team and contribute to their ongoing success while developing your skills in an exciting and dynamic environment.
Apply now to become a vital part of this thriving financial services organisation!
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